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15 Jul 2010, 12:44 pm by admin
Recognizing that robust whistleblower protection is critical to preventing another financial crisis, Congress included in the Dodd-Frank financial services reform bill (H.R. 4173) numerous provisions designed to encourage whistleblowing and to provide robust protection from retaliation. [read post]
14 Sep 2011, 2:00 am by Kara OBrien
The following memo discussing the SEC’s recent case against Beazer Homes’ James O’Leary and the history of the history of SEC’s use of clawbacks under Section 304 was sent in by our friends at Wilson Sonsini Goodrich & Rosati. [read post]
9 Jul 2021, 6:30 am by Guest Blogger
The notion of the president as direct popular representative came later, first with Jackson and then with the Wilson, Teddy Roosevelt, and the Progressives. [read post]
5 Apr 2018, 8:24 am by CFM Admin
Keynote speakers are John Burbank of Passport Capital and Mark Yusko of Morgan Creek Capital Management, with opening remarks from Corey Johnson of Ripple and closing remarks by Don Wilson of DRW. [read post]
23 Feb 2023, 6:57 am by John Elwood
This one arises from the financing mechanism used for the Consumer Financial Protection Bureau, established as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act in the wake of the financial crash that precipitated the Great Recession. [read post]
12 Dec 2017, 9:57 am by Wolfgang Demino
The author urges that the other circuits follow the Second Circuit in Madden v Midland because the Dodd-Frank was not made retroactive and therefore provides no relief against predatory lending abuses that occurred prior to the law's effectiveness date.Madden v. [read post]
12 Dec 2017, 9:57 am by Wolfgang Demino
The author urges that the other circuits follow the Second Circuit in Madden v Midland because the Dodd-Frank was not made retroactive and therefore provides no relief against predatory lending abuses that occurred prior to the law's effectiveness date. [read post]